Regulation & Compliance
TradingSphereIntl operates under strict regulatory oversight to ensure the highest standards of client protection, fund security, and operational transparency.
Our Regulatory Licenses
Financial Conduct Authority (FCA)
United Kingdom
Authorized and regulated by the UK's premier financial regulator
Cyprus Securities and Exchange Commission (CySEC)
Cyprus
Licensed investment firm under MiFID II regulations
Australian Securities and Investments Commission (ASIC)
Australia
Australian Financial Services License holder
Monetary Authority of Singapore (MAS)
Singapore
Capital Markets Services License for dealing in securities
Client Fund Protection
All client funds are held in segregated accounts with top-tier banks, separate from company operational funds.
Regulatory Compliance
We maintain strict compliance with all applicable regulations and undergo regular regulatory examinations.
International Standards
Our operations meet international regulatory standards including MiFID II, GDPR, and local requirements.
Insurance Coverage
Comprehensive professional indemnity and cyber liability insurance to protect client interests.
Compliance Framework
Our Commitment
TradingSphereIntl is committed to maintaining the highest standards of regulatory compliance and client protection. We work closely with regulators to ensure our operations meet and exceed industry standards.
Our compliance framework is designed to protect client interests while providing transparent and fair trading conditions. We regularly review and update our procedures to align with evolving regulatory requirements.
Compliance Features
Regulatory Documents
Terms of Business
Complete terms and conditions for trading services
Risk Disclosure
Important risk warnings and disclosures
Privacy Policy
How we collect, use, and protect your data
Complaints Procedure
How to file complaints and our resolution process
Order Execution Policy
Our commitment to best execution practices
Conflict of Interest Policy
How we manage potential conflicts of interest